Institutional Securities Corporation (ISC) and Lea Financial Management Incorporated (LFM) are committed to maintaining the confidentiality, integrity, and security of personal information entrusted to us by current and potential financial service customers. We have always treated personal information as confidential and want you to be aware of our privacy policies.
We collect non-public personal information about you from the following sources: information we receive from you on applications or other forms, information supplied by your employer if you are a client through an employer-sponsored retirement plan, and information about your transactions with us, our affiliates or others.
We restrict access to non-public personal information about you to those employees who need to know that information to provide products or services to you. ISC and LFM employees are subject to a strict employment policy regarding confidentiality.
We do not disclose any non-public personal information about our customers or former customers to anyone except as permitted by law. We may disclose information to non-affiliated parties as allowed by law, such as responding to a subpoena, preventing fraud, or complying with an inquiry by a government agency or regulator. ISC or LFM may use personal information for the purpose of offering or furnishing products and services. Third parties may be used to help prepare notices of these offerings. However, names and addresses are never given or sold to third parties for any outside use. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your non-public personal information.
We do not retrieve account or personal information from visitors who browse the public (pre-logon) areas of our Web site. Clients who have the ability to access their accounts online are required to log on with their user name and individually selected password. Your password is known solely to you, the client, and should never be shared with anyone. You may change your password as often as you wish.
If you have any questions regarding our privacy policy. Please call ISC at (800) 888-3520 or LFM at (800) 262-9101. You may also email us at info@iscgroup.com or info@leafinancial.com.
Registered persons of LFM conduct investment advisory services and other securities activities as representatives of Institutional Securities Corporation member FINRA/SIPC; 3500 Oak Lawn Avenue, Suite 400, Dallas, TX 75219, (800) 888-3520.
Securities offered through Institutional Securities Corp. member FINRA/SIPC www.finra.org www.sipc.org
Investment Advisory Services offered through ISC Advisors, Inc.
Wholly owned subsidiaries of ISC Group, Inc.
Lea Financial Management, Inc. and Brantley Financial Management, Inc. are independent of Institutional Securities Corporation. LFM is located at 4444 Carter Creek Parkway, Suite 104, Bryan, TX 77802, (800) 262-9101.
